| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2016-10-12 | 2017-07-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2012-04-17 | 2016-03-16 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2012-04-17 | 2016-03-16 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-04-17 | 2016-03-16 |