| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-10-05 | 2018-11-05 |
| Rep | 提供資產管理 | 2015-10-05 | 2018-11-05 | |
| Quam Securities Limited | Rep | 就證券提供意見 | 2013-01-28 | 2015-09-07 |
| Rep | 證券交易 | 2013-01-28 | 2015-09-07 | |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2012-04-18 | 2012-11-20 |
| Rep | 證券交易 | 2012-04-18 | 2012-11-20 |