| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2013-08-12 | 2014-07-05 |
| Rep | 證券交易 | 2013-08-12 | 2014-07-05 | |
| Marex Financial Services Hong Kong Limited | Rep | 期貨合約交易 | 2013-01-31 | 2013-05-31 |
| Rep | 證券交易 | 2013-01-31 | 2013-05-31 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2012-04-20 | 2012-10-31 |
| Rep | 證券交易 | 2012-04-20 | 2012-10-31 |