| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2020-06-15 | 2025-02-25 |
| Rep | 就證券提供意見 | 2020-06-15 | 2025-02-25 | |
| Rep | 證券交易 | 2020-06-15 | 2025-02-25 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2020-06-15 | 2024-02-19 |
| Rep | 就證券提供意見 | 2020-06-15 | 2024-02-19 | |
| Rep | 證券交易 | 2020-06-15 | 2024-02-19 | |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2018-08-08 | 2019-06-18 |
| RO | 證券交易 | 2018-08-08 | 2019-06-18 | |
| Rep | 就機構融資提供意見 | 2017-10-03 | 2018-08-08 | |
| Rep | 證券交易 | 2017-10-03 | 2018-08-08 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-04-20 | 2017-07-17 |