| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2026-10-13 | - |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2026-06-30 | - |
| Rep | 證券交易 | 2026-06-30 | - | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2017-07-06 | 2025-02-28 |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2016-07-14 | 2017-05-03 |
| RO | 證券交易 | 2016-07-14 | 2017-05-03 | |
| Rep | 就機構融資提供意見 | 2016-03-15 | 2016-07-14 | |
| Rep | 證券交易 | 2016-03-15 | 2016-07-14 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-04-20 | 2016-01-08 |
已採集記錄中暫無金管局登記。