| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2021-08-16 | - |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2017-12-05 | 2018-08-03 |
| Rep | 證券交易 | 2017-12-05 | 2018-08-03 | |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期貨合約交易 | 2016-05-20 | 2017-04-05 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2016-05-20 | 2017-04-05 |
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2012-10-04 | 2015-07-07 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2012-04-23 | 2015-07-07 |