| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-09-10 | 2020-08-03 |
| Rep | 證券交易 | 2018-09-10 | 2020-08-03 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2017-06-01 | 2017-06-09 |
| Rep | 證券交易 | 2017-06-01 | 2017-06-09 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2017-06-01 | 2017-06-09 |
| Rep | 證券交易 | 2017-06-01 | 2017-06-09 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2014-03-05 | 2016-05-20 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2012-04-23 | 2016-05-20 |
| Rep | 證券交易 | 2012-04-23 | 2016-05-20 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2012-04-23 | 2016-05-20 |