| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-09-29 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-09-29 | 2024-03-05 |
| Rep | 證券交易 | 2015-09-29 | 2024-03-05 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-04-24 | 2015-07-29 |
| Rep | 證券交易 | 2012-04-24 | 2015-07-29 |