| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 就證券提供意見 | 2026-05-06 | - |
| Rep | 證券交易 | 2026-05-06 | - | |
| CMB International Global Markets Limited | Rep | 就證券提供意見 | 2022-08-29 | 2026-04-13 |
| Rep | 證券交易 | 2021-12-01 | 2026-04-13 | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2021-12-01 | 2026-04-13 |
| Rep | 證券交易 | 2021-12-01 | 2026-04-13 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-12-10 | 2021-11-12 |
| Rep | 證券交易 | 2014-12-10 | 2021-11-12 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-04-24 | 2014-11-18 |
已採集記錄中暫無金管局登記。