| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 期貨合約交易 | 2025-09-11 | - |
| Rep | 證券交易 | 2023-12-08 | - | |
| Rep | 就證券提供意見 | 2022-05-10 | - | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2022-02-21 | - |
| Rep | 證券交易 | 2022-02-21 | - | |
| Liquidnet Asia Limited | Rep | 提供自動化交易服務 | 2021-12-15 | 2022-02-01 |
| Rep | 證券交易 | 2021-11-25 | 2022-02-01 | |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2015-12-01 | 2021-07-19 |
| VALUE PARTNERS HONG KONG LIMITED | Rep | 就證券提供意見 | 2013-05-22 | 2015-11-25 |
| Rep | 提供資產管理 | 2013-05-22 | 2015-11-25 | |
| Rep | 證券交易 | 2013-05-22 | 2015-11-25 | |
| VALUE PARTNERS LIMITED | Rep | 就證券提供意見 | 2013-05-22 | 2015-11-25 |
| Rep | 提供資產管理 | 2013-05-22 | 2015-11-25 | |
| Rep | 證券交易 | 2013-05-22 | 2015-11-25 | |
| CSOP Asset Management Limited | Rep | 就證券提供意見 | 2012-04-25 | 2013-04-30 |
| Rep | 提供資產管理 | 2012-04-25 | 2013-04-30 |
金管局記錄暫時無法載入，請稍後重試。