| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 就機構融資提供意見 | 2025-06-02 | - |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2023-02-27 | 2024-11-30 |
| DRACO CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2020-10-09 | 2023-02-09 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-12-20 | 2020-03-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2017-12-20 | 2020-03-31 |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2015-07-27 | 2017-11-30 |
| Rep | 證券交易 | 2015-07-27 | 2017-11-30 | |
| Alpha Financial Group Limited | Rep | 證券交易 | 2012-08-09 | 2015-07-18 |
| AMPLE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-04-30 | 2015-07-18 |