| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2017-08-18 | 2019-08-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-08-18 | 2019-08-23 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-11-16 | 2017-08-04 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2016-11-16 | 2017-08-04 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-05-07 | 2016-11-03 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-05-07 | 2016-11-03 |