| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2025-05-09 | 2025-05-16 |
| Rep | 證券交易 | 2018-10-23 | 2019-01-22 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2017-08-25 | 2017-08-30 |
| Rep | 證券交易 | 2017-06-01 | 2017-06-09 | |
| Rep | 證券交易 | 2016-04-07 | 2016-04-18 | |
| Rep | 證券交易 | 2015-09-17 | 2015-09-25 | |
| Rep | 證券交易 | 2015-03-02 | 2015-03-06 | |
| Rep | 期貨合約交易 | 2012-05-08 | 2015-01-28 | |
| Rep | 證券交易 | 2012-05-08 | 2015-01-28 |