| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 證券交易 | 2023-03-08 | - |
| Rep | 就證券提供意見 | 2021-06-18 | - | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2017-10-25 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2017-10-25 | 2023-03-08 |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2015-12-14 | 2017-10-17 |
| Rep | 期貨合約交易 | 2015-05-19 | 2017-10-17 | |
| Rep | 證券交易 | 2015-05-19 | 2017-10-17 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-03-20 | 2015-05-09 |
| Rep | 提供資產管理 | 2015-03-20 | 2015-05-09 | |
| Rep | 證券交易 | 2015-03-20 | 2015-05-09 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2012-05-09 | 2014-11-14 |
已採集記錄中暫無金管局登記。