| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 證券交易 | 2024-03-28 | - |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2021-11-08 | 2024-03-31 |
| Rep | 證券交易 | 2021-10-11 | 2024-03-31 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2014-01-29 | 2021-07-03 |
| Oppenheimer Investments Asia Limited | Rep | 就證券提供意見 | 2013-03-15 | 2014-01-15 |
| Rep | 證券交易 | 2012-05-17 | 2014-01-15 |
已採集記錄中暫無金管局登記。