| XIN HUA SECURITIES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2018-07-04 | 2021-09-30 |
| RO | 期貨合約交易 | 2018-07-04 | 2021-09-30 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-06-22 | 2018-06-13 |
| GigaMoney Limited | Rep | 證券交易 | 2015-04-20 | 2018-06-13 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-04-20 | 2018-06-13 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2015-03-25 | 2015-03-28 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2015-03-25 | 2015-03-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2015-03-25 | 2015-03-28 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2013-12-11 | 2015-03-06 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2013-03-13 | 2015-03-06 |
| Rep | 槓桿式外匯交易 | 2013-03-13 | 2015-03-06 |
| CHINA SECURITIES HOLDINGS LIMITED | Rep | 證券交易 | 2012-05-28 | 2012-12-31 |