| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Arrowpoint Investment Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2026-04-01 | - |
| Maven Asia (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-07-23 | 2023-10-31 |
| Rep | 證券交易 | 2021-07-23 | 2023-10-31 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-12-18 | 2021-04-16 |
| Rep | 證券交易 | 2017-12-18 | 2021-04-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-12-21 | 2017-09-13 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-12-21 | 2017-09-13 |
| Rep | 證券交易 | 2015-12-21 | 2017-09-13 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2014-05-26 | 2015-11-09 |
| Rep | 就證券提供意見 | 2014-05-26 | 2015-11-09 | |
| Rep | 期貨合約交易 | 2014-05-26 | 2015-11-09 | |
| Rep | 證券交易 | 2014-05-26 | 2015-11-09 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2012-05-30 | 2014-04-29 |
| Rep | 證券交易 | 2012-05-30 | 2014-04-29 |
已採集記錄中暫無金管局登記。