| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | Rep | 就期貨合約提供意見 | 2016-12-05 | - |
| Rep | 就證券提供意見 | 2016-12-05 | - | |
| Rep | 提供資產管理 | 2016-12-05 | - | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2012-05-31 | 2016-10-12 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2012-05-31 | 2016-10-12 |
| Rep | 證券交易 | 2012-05-31 | 2016-10-12 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2012-05-31 | 2016-10-12 |