| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bluemount Asset Management Limited | RO | 提供資產管理 | 2025-11-24 | - |
| Bluemount Securities Limited | RO | 就證券提供意見 | 2025-11-24 | - |
| RO | 證券交易 | 2025-11-24 | - | |
| Bluemount Asset Management Limited | Rep | 提供資產管理 | 2025-11-06 | 2025-11-24 |
| Bluemount Securities Limited | Rep | 就證券提供意見 | 2025-11-06 | 2025-11-24 |
| Rep | 證券交易 | 2025-11-06 | 2025-11-24 | |
| WOYI CAPITAL LIMITED | RO | 就證券提供意見 | 2023-07-05 | 2025-09-14 |
| RO | 提供資產管理 | 2023-07-05 | 2025-09-14 | |
| C&F ASSET MANAGEMENT HK LIMITED | RO | 就證券提供意見 | 2022-05-04 | 2023-04-14 |
| RO | 提供資產管理 | 2022-05-04 | 2023-04-14 | |
| SDHG International Securities Limited | RO | 證券交易 | 2020-05-19 | 2022-04-14 |
| Red South Investment Management Limited | Rep | 就證券提供意見 | 2019-08-20 | 2020-04-01 |
| Rep | 提供資產管理 | 2019-08-20 | 2020-04-01 | |
| SDHG International Securities Limited | Rep | 證券交易 | 2019-06-17 | 2019-07-28 |
| Grand China Securities Limited | Rep | 證券交易 | 2012-08-23 | 2016-05-04 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-06-07 | 2013-08-30 |
已採集記錄中暫無金管局登記。