| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2022-05-25 | - |
| Rep | 證券交易 | 2022-05-25 | - | |
| Huaan Securities (Hong Kong) Futures Limited | Rep | 就期貨合約提供意見 | 2022-05-25 | - |
| Rep | 期貨合約交易 | 2022-05-25 | - | |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2021-06-11 | 2022-04-04 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2021-06-11 | 2022-04-04 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2020-06-17 | 2021-06-01 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2020-06-17 | 2021-06-01 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2019-01-11 | 2020-06-01 |
| Rep | 證券交易 | 2019-01-11 | 2020-06-01 | |
| Annum Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2013-08-09 | 2017-09-13 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2012-06-07 | 2018-11-03 |
| Rep | 證券交易 | 2012-06-07 | 2018-11-03 |
已採集記錄中暫無金管局登記。