| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2020-01-09 | 2021-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2014-08-25 | 2020-01-09 |
| Rep | 就證券提供意見 | 2014-08-25 | 2020-01-09 | |
| Rep | 證券交易 | 2014-08-25 | 2021-02-19 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2014-08-25 | 2020-01-09 |
| Rep | 就證券提供意見 | 2014-08-25 | 2020-01-09 | |
| Rep | 證券交易 | 2014-08-25 | 2021-02-19 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2012-06-07 | 2014-06-18 |