| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2025-06-17 | - |
| RO | 證券交易 | 2025-06-17 | - | |
| BOCI SECURITIES LIMITED | RO | 證券交易 | 2025-06-17 | - |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2025-03-20 | 2025-06-17 |
| Rep | 證券交易 | 2025-03-20 | 2025-06-17 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2025-03-20 | 2025-06-17 |
| Morgan Stanley Asia Limited | RO | 就機構融資提供意見 | 2021-12-08 | 2024-04-26 |
| RO | 證券交易 | 2021-12-08 | 2024-04-26 | |
| Rep | 就機構融資提供意見 | 2018-07-06 | 2021-12-08 | |
| Rep | 證券交易 | 2018-07-06 | 2021-12-08 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | 2018-04-07 |
| Rep | 就機構融資提供意見 | 2012-06-07 | 2016-12-18 |