| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2021-07-07 | - |
| RO | 提供資產管理 | 2021-07-07 | - | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2017-08-29 | 2018-12-01 |
| Rep | 就證券提供意見 | 2017-08-29 | 2018-12-01 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2017-08-29 | 2018-12-01 |
| Rep | 證券交易 | 2017-08-29 | 2018-12-01 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2015-11-13 | 2017-06-02 |
| Rep | 證券交易 | 2015-11-13 | 2017-06-02 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2012-06-12 | 2015-03-05 |
| Rep | 提供資產管理 | 2012-06-12 | 2015-03-05 |