| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | Rep | 槓桿式外匯交易 | 2014-02-27 | 2017-04-13 |
| CITY CREDIT CAPITAL (HK) LIMITED | Rep | 槓桿式外匯交易 | 2013-06-10 | 2014-01-17 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2013-04-16 | 2013-05-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2013-04-16 | 2013-05-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2012-06-13 | 2013-02-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-06-13 | 2013-02-27 |