| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就證券提供意見 | 2021-04-07 | 2021-08-02 |
| Rep | 期貨合約交易 | 2021-04-07 | 2021-08-02 | |
| Rep | 證券交易 | 2021-04-07 | 2021-08-02 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2018-11-16 | 2021-03-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-07-09 | 2021-03-10 |