| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | RO | 就證券提供意見 | 2023-01-26 | - |
| RO | 證券交易 | 2023-01-26 | - | |
| Rep | 就期貨合約提供意見 | 2022-12-23 | - | |
| Rep | 期貨合約交易 | 2022-12-23 | - | |
| Rep | 就證券提供意見 | 2022-12-23 | 2023-01-26 | |
| Rep | 證券交易 | 2022-12-23 | 2023-01-26 | |
| Manulife Investment Management (Hong Kong) Limited | RO | 就證券提供意見 | 2020-08-18 | 2022-07-29 |
| RO | 證券交易 | 2020-08-18 | 2022-07-29 | |
| Rep | 就證券提供意見 | 2014-04-02 | 2020-08-18 | |
| Rep | 證券交易 | 2012-06-15 | 2020-08-18 |