Personnel Hong Kong SFC License Details (ID 1912506)

Personnel Hong Kong SFC License Details (ID 1912506)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2026-06-29	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	證券交易	2026-06-29	-
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	證券交易	2021-03-11	2026-01-16
CCB INTERNATIONAL CAPITAL LIMITED	Rep	證券交易	2021-03-11	2026-01-16
CCB INTERNATIONAL SECURITIES LIMITED	Rep	期貨合約交易	2021-03-11	2026-01-16
	Rep	證券交易	2021-03-11	2026-01-16
CMB INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2019-10-03	2020-09-02
CMB International Securities Limited	Rep	證券交易	2019-10-03	2020-09-02
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2019-05-30	2019-09-01
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2019-05-30	2019-09-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2017-10-19	2019-05-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2017-10-19	2019-05-15
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	期貨合約交易	2016-08-17	2017-06-01
	Rep	證券交易	2016-08-17	2017-06-01
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期貨合約交易	2015-06-24	2016-07-01
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	證券交易	2015-06-24	2016-07-01
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	期貨合約交易	2012-06-18	2015-04-19
	Rep	證券交易	2012-06-18	2015-04-19