| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 證券交易 | 2023-11-01 | - |
| Rep | 證券交易 | 2023-05-10 | 2023-11-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2015-11-19 | 2023-02-22 |
| Rep | 證券交易 | 2015-11-19 | 2023-02-22 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2015-11-19 | 2023-02-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2012-06-18 | 2015-05-21 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2012-06-18 | 2015-05-21 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-06-18 | 2015-05-21 |
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