| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-05-16 | 2018-08-31 |
| Rep | 證券交易 | 2017-05-16 | 2018-08-31 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2014-10-07 | 2017-04-20 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2013-09-23 | 2014-09-01 |
| Rep | 證券交易 | 2012-06-19 | 2014-09-01 |