| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2013-08-26 | - |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2013-08-26 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2013-04-22 | - |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 證券交易 | 2012-06-20 | 2012-09-25 |