| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2023-12-15 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2023-12-15 | - |
| Rep | 證券交易 | 2023-12-15 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2020-10-12 | 2023-12-03 |
| Rep | 證券交易 | 2020-10-12 | 2023-12-03 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2020-10-12 | 2023-10-25 |
| Rep | 證券交易 | 2020-10-12 | 2023-12-03 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2012-06-20 | 2012-09-01 |