| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2026-06-22 | - |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2019-03-07 | 2026-03-05 |
| Rep | 證券交易 | 2019-03-07 | 2026-03-05 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2018-10-15 | 2019-01-04 |
| Rep | 就機構融資提供意見 | 2017-08-03 | 2019-01-04 | |
| Rep | 證券交易 | 2017-08-03 | 2019-01-04 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-08-03 | 2019-01-04 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-09-21 | 2017-03-30 |
| Rep | 證券交易 | 2015-09-21 | 2017-03-30 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-09-21 | 2017-03-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2012-06-25 | 2015-06-22 |
| Rep | 就證券提供意見 | 2012-06-25 | 2015-06-22 | |
| Rep | 證券交易 | 2012-06-25 | 2015-06-22 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2012-06-25 | 2015-06-22 |
| Rep | 就證券提供意見 | 2012-06-25 | 2015-06-22 | |
| Rep | 證券交易 | 2012-06-25 | 2015-06-22 |
已採集記錄中暫無金管局登記。