| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2014-04-09 | 2016-10-05 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-04-09 | 2016-10-05 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-07-25 | 2014-04-04 |
| Open Securities Limited | Rep | 證券交易 | 2012-06-25 | 2013-07-08 |