| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Alpha Win Capital Limited | RO | 就證券提供意見 | 2023-11-30 | - |
| RO | 證券交易 | 2023-11-30 | - | |
| Rep | 就證券提供意見 | 2023-06-09 | 2023-11-30 | |
| Rep | 證券交易 | 2023-06-09 | 2023-11-30 | |
| RO | 提供資產管理 | 2022-11-29 | - | |
| RO | 就證券提供意見 | 2022-11-29 | 2023-06-09 | |
| RO | 證券交易 | 2022-11-29 | 2023-06-09 | |
| Rep | 就證券提供意見 | 2020-06-01 | 2022-11-29 | |
| Rep | 提供資產管理 | 2020-06-01 | 2022-11-29 | |
| Rep | 證券交易 | 2020-06-01 | 2022-11-29 | |
| Foundation Asset Management (HK) Limited | Rep | 就證券提供意見 | 2018-07-26 | 2019-05-10 |
| Rep | 提供資產管理 | 2018-07-26 | 2019-05-10 | |
| BOCOM International Asset Management Limited | Rep | 就證券提供意見 | 2016-10-18 | 2018-07-04 |
| Rep | 提供資產管理 | 2016-10-18 | 2018-07-04 | |
| Rep | 證券交易 | 2016-10-18 | 2018-07-04 | |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2015-03-11 | 2016-10-01 |
| Rep | 證券交易 | 2015-03-11 | 2016-10-01 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-12-31 | 2015-02-20 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-06-26 | 2015-02-20 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2012-06-26 | 2015-02-20 |
已採集記錄中暫無金管局登記。