| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-01-18 | 2019-08-15 |
| Rep | 證券交易 | 2018-01-18 | 2019-08-15 | |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2016-06-20 | 2017-12-05 |
| Rep | 證券交易 | 2016-06-20 | 2017-12-05 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-08-14 | 2016-01-28 |
| Rep | 證券交易 | 2015-08-14 | 2016-01-28 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2014-04-23 | 2015-07-31 |
| Rep | 證券交易 | 2014-04-23 | 2015-07-31 | |
| De Riva Asia Limited | Rep | 證券交易 | 2013-04-12 | 2013-05-27 |
| Marex Financial Services Hong Kong Limited | Rep | 證券交易 | 2012-06-29 | 2012-12-31 |