| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-08-14 | 2021-08-18 |
| Rep | 期貨合約交易 | 2018-08-14 | 2021-08-18 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2016-10-03 | 2018-05-31 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2014-05-16 | 2014-08-20 |
| Rep | 證券交易 | 2014-05-16 | 2014-08-20 | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2012-07-03 | 2014-03-14 |