| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Hash Blockchain Limited | Rep | 證券交易 | 2023-07-26 | 2023-09-13 |
| HBS (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-10-18 | 2023-09-13 |
| Rep | 證券交易 | 2022-10-18 | 2023-09-13 | |
| MUFG Securities Asia Limited | RO | 就證券提供意見 | 2017-06-01 | 2022-03-17 |
| RO | 期貨合約交易 | 2017-06-01 | 2022-08-31 | |
| RO | 證券交易 | 2017-06-01 | 2022-08-31 | |
| Rep | 就證券提供意見 | 2015-11-16 | 2017-06-01 | |
| Rep | 期貨合約交易 | 2015-11-16 | 2017-06-01 | |
| Rep | 證券交易 | 2015-11-16 | 2017-06-01 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2012-07-03 | 2015-08-21 |
| Rep | 期貨合約交易 | 2012-07-03 | 2015-08-21 | |
| Rep | 證券交易 | 2012-07-03 | 2015-08-21 |