| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2020-09-29 | 2021-03-18 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2019-01-29 | 2020-04-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2019-01-29 | 2020-04-09 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2014-08-28 |
| Rep | 證券交易 | 2012-07-04 | 2014-08-28 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-07-04 | 2013-08-31 |