| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就機構融資提供意見 | 2024-07-17 | - |
| RO | 證券交易 | 2024-07-17 | - | |
| Rep | 就機構融資提供意見 | 2023-09-15 | 2024-07-17 | |
| Rep | 證券交易 | 2023-09-15 | 2024-07-17 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2018-05-28 | 2023-08-08 |
| Rep | 證券交易 | 2018-05-28 | 2023-08-08 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 證券交易 | 2018-05-28 | 2023-08-08 |
| Rep | 就機構融資提供意見 | 2018-05-10 | 2023-08-08 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-07-04 | 2017-11-17 |