| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2023-09-04 | 2025-02-24 |
| Rep | 證券交易 | 2023-09-04 | 2025-02-24 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-08-20 | 2022-03-14 |
| TC Investment Management (Asia) Limited | RO | 就證券提供意見 | 2015-11-24 | 2020-04-16 |
| RO | 證券交易 | 2015-11-24 | 2020-04-16 | |
| Rep | 證券交易 | 2015-10-16 | 2015-11-24 | |
| Manulife Investment Management (Hong Kong) Limited | RO | 證券交易 | 2012-07-05 | 2015-09-30 |