| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | Rep | 就證券提供意見 | 2018-04-13 | - |
| Rep | 提供資產管理 | 2018-04-13 | - | |
| Rep | 證券交易 | 2018-03-26 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2013-07-04 | 2017-10-28 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2012-07-09 | 2013-05-07 |
| Rep | 期貨合約交易 | 2012-07-09 | 2013-05-07 |