| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gentleman Capital Limited | Rep | 證券交易 | 2025-01-20 | - |
| Rep | 就證券提供意見 | 2023-07-10 | - | |
| Rep | 提供資產管理 | 2021-03-29 | - | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2019-12-24 | 2021-01-29 |
| Rep | 證券交易 | 2019-12-24 | 2021-01-29 | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-05-16 | 2019-11-30 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2019-05-16 | 2019-11-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-09-04 | 2019-03-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2015-05-14 | 2019-03-15 |
| CTBC Asia Limited | Rep | 證券交易 | 2012-07-10 | 2015-05-04 |
已採集記錄中暫無金管局登記。