| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-01-07 | 2022-06-26 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2013-03-18 | 2022-06-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-03-18 | 2022-06-26 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-07-16 | 2012-11-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-07-16 | 2012-11-01 |