| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2025-07-09 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2025-07-09 | - |
| Rep | 證券交易 | 2025-07-09 | - | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2022-02-21 | 2025-06-30 |
| Rep | 證券交易 | 2020-06-15 | 2025-06-30 | |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2018-07-10 | 2020-02-01 |