| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| aacat fintech Limited | Rep | 證券交易 | 2025-03-07 | 2025-10-13 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-06-25 | 2025-02-05 |
| Rep | 證券交易 | 2024-06-25 | 2025-02-05 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2019-06-25 | 2023-11-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-06-25 | 2023-11-16 |
| DAYOU FUTURES (HK) COMPANY LIMITED | Rep | 期貨合約交易 | 2018-07-10 | 2018-09-17 |