| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 提供自動化交易服務 | 2025-09-25 | - |
| RO | 期貨合約交易 | 2025-09-25 | - | |
| Rep | 期貨合約交易 | 2022-08-26 | 2025-09-25 | |
| RO | 證券交易 | 2022-06-30 | - | |
| Rep | 證券交易 | 2019-06-24 | 2022-06-30 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2014-02-04 | 2015-12-01 |
| Rep | 就期貨合約提供意見 | 2013-03-13 | 2015-12-01 | |
| Rep | 期貨合約交易 | 2013-03-13 | 2015-12-01 | |
| Rep | 證券交易 | 2012-07-19 | 2015-12-01 |