| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2018-02-28 | - |
| Rep | 證券交易 | 2018-02-28 | - | |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2014-04-17 | 2018-02-05 |
| Rep | 證券交易 | 2014-04-17 | 2018-02-05 | |
| Quam Securities Limited | Rep | 就證券提供意見 | 2012-07-25 | 2014-02-10 |
| Rep | 證券交易 | 2012-07-25 | 2014-02-10 |