| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAIIS Limited | Rep | 就證券提供意見 | 2014-04-16 | 2015-07-18 |
| Rep | 證券交易 | 2014-04-16 | 2015-07-18 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2013-07-02 | 2013-11-13 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-07-26 | 2013-01-11 |
| Rep | 證券交易 | 2012-07-26 | 2013-01-11 |