| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EFM ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2025-04-11 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2014-08-14 | 2015-11-13 |
| Rep | 就證券提供意見 | 2014-08-14 | 2015-11-13 | |
| Rep | 證券交易 | 2014-08-14 | 2015-11-13 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2014-08-14 | 2015-11-13 |
| Rep | 就證券提供意見 | 2014-08-14 | 2015-11-13 | |
| Rep | 證券交易 | 2014-08-14 | 2015-11-13 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2012-07-27 | 2014-05-03 |