| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENHANCED INVESTMENT PRODUCTS LIMITED | RO | 就期貨合約提供意見 | 2023-11-06 | - |
| RO | 就證券提供意見 | 2023-11-06 | - | |
| RO | 提供資產管理 | 2023-11-06 | - | |
| MCG Management Limited | RO | 就期貨合約提供意見 | 2023-11-06 | 2026-04-27 |
| RO | 就證券提供意見 | 2023-11-06 | 2026-04-27 | |
| RO | 提供資產管理 | 2023-11-06 | 2026-04-27 | |
| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | 就期貨合約提供意見 | 2022-07-18 | 2023-11-06 |
| Rep | 就證券提供意見 | 2022-07-18 | 2023-11-06 | |
| Rep | 提供資產管理 | 2022-07-18 | 2023-11-06 | |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2021-12-13 | 2022-06-10 |
| KGI ASIA LIMITED | RO | 證券交易 | 2019-08-13 | 2022-06-10 |
| Rep | 證券交易 | 2017-10-03 | 2019-08-13 | |
| Rep | 就證券提供意見 | 2017-10-03 | 2022-06-10 | |
| Rep | 就證券提供意見 | 2016-07-13 | 2017-10-02 | |
| Rep | 證券交易 | 2016-07-13 | 2017-10-02 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2014-08-12 | 2016-06-10 |
| Rep | 證券交易 | 2014-08-12 | 2016-06-10 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-02-04 | 2014-05-31 |
| Rep | 證券交易 | 2012-08-02 | 2014-05-31 |
金管局記錄暫時無法載入，請稍後重試。